investment-process-landscape-6-2014-v2

~ Article by J Atkinson

Our Complimentary
401(k) Review

Contact us for a complimentary 401(k) Plan Review. We'll do a complete analysis of your existing 401(k) plan to highlight strengths and any weaknesses. We'll bring to your attention any potential areas for improvement.

Our review will help reveal areas to:

Lower Costs
Achieve 100% Compliance
Reduce Employer Liability
Improve Employee Retention

Once you have had the opportunity to review and digest our report, you have three options:

Do nothing.
Work with your existing team to eliminate any deficiencies.
Engage Wealth Preservation Solutions to optimize your Benefits Plan.

To get started with a complimentary 401(k) Plan review simply provide the following documents.

For401(k) Plans:

Current Plan Adoption Agreement
408(b)(2) Notice (Participant Level Expenses – Fee Disclosure)
404(a)(5) Notice (Plan Level Expenses – Administrative Portal / Record Keeper or TPA)
Summary of Plan Description
Investment Policy Statement (IPS – Current / Most Recent)
Latest/Last Plan Review (Date Provided / Delivered)

For Health and Welfare Benefit Plans:

Current Employee Census (Include Home Zip Codes)
Plan Benefit Summaries (ERISA Summary Plan Description / SPD)
Last Two Years Paid Claims by Month (Include Employee Counts by Month / 100+ Lives)
Last Two Years Renewal Package
Current Rates / Fees / Expenses
Large Claim Data (All Claims Over $25,000 / With Diagnosis if Available)

Kevin Ellman CFP® is a regular guest speaker at both corporate and public and private group events. His speaking engagements can be specifically tailored to the needs of large and small groups.

He is available to speak, conduct workshops and present seminars on the subject of financial planning, investing and estate planning for business owners, families, and affluent, individual men and women.

His background and experience make his speaking engagements highly educational and entertaining.

More about Kevin Ellman CFP®

For more information, bookings, or inquiries, email Ruth Zeitlin at rzeitlin@wpsllc.net.

Kevin Ellman on CNBC Morning Call - Portfolio Makeover

View video disclosure

The opinions expressed in this commentary are those of Kevin Ellman and may not necessarily reflect those held by NFP Advisor Services, LLC. This is for general information only and is not intended to provide specific investment advice or recommendations for any individual. It is suggested that you consult your financial professional, attorney, or tax advisor with regard to your individual situation. Comments concerning the past performance are not intended to be forward looking and should not be viewed as an indication of future results. International investing presents certain risks not associated with investing solely in the United States. These include, for instance, risks related to fluctuations in the value of the U.S. dollar relative to the value of other currencies, the custody arrangements made for the fund's foreign holdings, political risks, differences in accounting procedures and the lesser degree of public information required to be provided by non-U.S. companies. Using diversification and/or asset allocation as part of your investment strategy neither assures nor guarantees better performance and cannot protect against loss of principal due to changing market conditions. Securities and Investment Advisory Services offered through NFP Advisor Services, LLC (NFPAS), Member FINRA / SIPC. Wealth Preservation Solutions, LLC is a member of PartnersFinancial a platform of NFP Insurance Services, Inc. (NFPISI), which is an affiliate of NFPAS. Wealth Preservation Solutions, LLC is not affiliated with NFPAS and NFPISI.

The Wealth Preservation Solutions
Principals and Key Staff

Dennis J. Amico Chairman
(201) 632-2037damico@wpsllc.net
Kevin Ellman CFP® and CEO
(201) 632-2022kellman@wpsllc.net
Paul D. Miller President
(201) 632-2036pmiller@wpsllc.net
Robert W. Davis CFP®
(201) 632-2040rwdavis@wpsllc.net
Dolores White Director of Asset Management
(201) 632-2019dwhite@wpsllc.net
Susan J. Forman CFP®, Director of Financial Planning
(201) 632-2028sjforman@wpsllc.net
Carrie Ware Director of Insurance Planning
(201) 632-2035cware@wpsllc.net
Robert PaveseDirector of Business Development
(201) 632-2048rpavese@wpsllc.net
Michael CsedrikDirector of Retirement Plans
(201) 632-2050mcsedrik@wpsllc.net

investment-process-landscape-6-2014-v2

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